Saturday, April 18, 2020

Post Commutation Comments

Jim Provance of the Blade called shortly after I heard the news that the Governor had commuted Tom Noe’s sentence. His first question was whether I was surprised that the Governor had overruled the Parole Board. I hadn’t known this, but my answer was no, I wasn’t surprised because Prosecutor Bates has spent years successfully using the media to spin the Board against Noe. She uses the media, I believe, to avoid the accountability that would come with official claims. Here are things she’s actively implied (see earlier posts for links on these topics).
1)      On at least two occasions when Noe’s case has come before the Parole Board, she’s implied that Noe has accounts in the Cayman Islands. There is no truth at all to this. The Cayman Islands allegation came before the trial and was anonymous and vague. It was investigated and found to have no substance. Federal prosecutors were involved and brought no charges. Mrs. Bates didn’t mention it at trial. She has talked repeatedly about it, but only to the media.
With as much credibility, I could make the allegation that Mrs. Bates and her staff took OBWC money and have kept it in Cayman Islands accounts. After all, they had access to all of Noe’s financials. I would, of course, have no evidence at all to support the allegation. Just as she has nothing to back up her implied claim. Nothing. At all.
I’m not an expert, but I wonder if there isn’t an ethical issue with someone with the public responsibility of a prosecutor making implied allegations like this. Given her position, the public will very likely assume Mrs. Bate’s implications are true.
2)      Bates uses “missing money” to imply there are funds that are unaccounted for. In fact, a large number of professionals, working for over a year, examined all of the transactions in an array of Noe’s accounts and made not one single allegation of money missing in the sense of unaccounted for funds. They had access to all of Noe’s records from before the OBWC investment and traced even small expenditures from the OBWC through the Coin Funds and into Noe’s personal accounts. Nothing was alleged to be missing.
When someone mentions “missing money” and “Cayman Islands” in the same short interview, and then throws in a “where’s the money line,” the intended audience, the public itself,  is highly likely to conclude that Noe has money hidden somewhere, most probably the Cayman Islands.
It’s instructive that Bates doesn’t make these allegations in formal filings – where they could be challenged – but instead directs them only to the media whose reports she knows the Parole Board will see (on second thought, while she didn’t allege anything like this in court, I don’t know what Bates has said to the Parole Board – the Board keeps that confidential and she chooses not to release it).
3)      The $13 million figure repeatedly used by Mrs. Bates is simply wrong – and apparently deliberately so. It’s not the correct figure from the trial, and doesn’t fully account for funds recovered from Noe’s assets. This is a complicated topic (covered primarily in the book) but no analysis conforms to Mrs. Bates’ claims.
As I’ve mentioned before and described in detail, Noe did have a debt to the state and that has been repaid only in part. What the debt was and how much has been covered by Noe’s assets is, unfortunately, difficult to assess (see the discussion of records, below). But here, again, are thoughts on the shortfall.
·        The accounting presented at trial was quite sloppy and there’s no reason to assume it improved afterward. There’s good reason to believe that assets that should have been attributed to Noe’s account were instead ascribed to that of the state.
·        Noe did live well, but not exceptionally so. The state picked out for presentation at trial expenditures they thought would sway the jury by their profligacy. In fact, they were mundane things like landscaping expenditures. There were no exotic cars or exotic animal clothing purchases or the like (I’m not sure, but I think I remember from the bills that Noe drove a GMC SUV – no Ferraris or even Porsches anywhere in the records). In sum, there doesn’t seem to be evidence of much loss of assets to Noe’s lifestyle (the Blade will as always insert “lavish” in front of lifestyle in the case of Noe, but it simply doesn’t fit).
·        Real estate? The state seized two houses and sold them. Very nice houses but not mansions that stood out in their neighborhoods. And the Florida house owned by his wife? As I’ve discussed in previous posts, there couldn’t have been much Noe money there. It was mortgaged. A lot. The Blade seems to think people pay cash in full for their houses, but it isn’t so.  
·        So, what accounts for the shortfall? Legal bills could add up to maybe a million but likely not much more. Beyond that, it’s simple. Noe was an investor in coins and collectibles and related instruments like the stock offerings of businesses in the field of coins and collectibles.  He had a lot of investments and the state seized everything and sold it. By the accounts of professionals I spoke to, Noe’s holdings were disposed of quickly and without the patience needed to extract maximum value. When you operate like that, you can lose many millions. This is the “missing” money – the difference between the value of accounts strategically disposed of and those dumped in a political fire sale.
Mrs. Bates’ repeated attempts to mislead about Coingate draw attention to other key facts involving actions that involve the entire “investigative team” as well her own prosecutorial group:
1)      The Auditor of State (Betty Montgomery at the time) charged an outside auditing firm with examining the OBWC Coin Fund investment as a whole, but then secretly changed that to an investigation focused exclusively on Noe. There are no records of the reason for this change. There was no issue of grand jury secrecy or investigative confidentiality here – it was a political decision, one that Mrs. Bates must have been knowledgeable about. If Bates was proud of it, why didn’t she trumpet it? She certainly did with other things.
2)      There are no records of deals the prosecutors made with Noe affiliates who apparently did exactly the same thing he did but weren’t criminally charged and instead allowed to repay. These were people whose activities didn’t get any public scrutiny because they were removed from the formal audit by the narrowed focus chosen by the Auditor of State. The circumstances suggest the prosecutors had one approach for Noe and a different one for everyone else. One can’t know for sure, however, because there are no records anywhere in the state archives. A failure to keep records is a violation of Ohio law. Again, these aren’t investigative records and there’s no reason why the public shouldn’t know or be able access them.
3)      The state hired a liquidator to manage the sale of the Coin Funds’ and Noe’s seized assets. The contract, like that with the external auditor, was secret. The liquidator worked for many years and made many consequential decisions, but the final accounting given to the Inspector General provided only very generic data – not close enough to follow in any detail. Why? Well,  there’s no correspondence at all in the files. There’s also no evidence that the Auditor of State examined what the liquidator did. I see no reason to believe that the liquidating firm was anything but honest, but an Auditor of State by definition is in the “trust but verify” category and should do due diligence on a contract where people have easy access to liquid assets. Most likely, a careful review was done. But the records that should be there are gone. That’s critical.
The missing records are a far more important theme than the (non-existent) missing money. A pattern of missing records suggests that investigators didn’t want the public to know what they did.